Free Regulatory Compliance Self-Assessment

Instructions

This “Self-Assessment” is designed to identify laws and regulations for anti-bribery and corruption, personal data privacy and protection, and export controls and sanctions that could expose you to regulatory risks or disrupt and delay operations.

Organization

1. How is your business organized or registered?

Publicly traded company
Partnership
Individual company

Privately-owned company
Government-owned company
Other

2. Select each industry sector (Global Industry Classification Standard) that applies to your business and operations.

3. Select each of the following that your business uses, includes, or requires:

Inspectable Goods
Highly engineered equipment

Testing Services
Hazardous materials

Geographic Presence

4. Select each country where you have operations, offices, facilities, or are registered to business:

5. Select each country you acquire goods and services from or have suppliers, vendors or manufacturers:

6. Select each country where you acquire, store, or process personal data or target customers:

Saudi Arabia
United States

GCC Countries
Other countries

European Union Member State

Business Affiliations

7. Do you work with consultants, agents, or third parties?

8. Do you engage in research development or collaboration agreements with third parties?

9. Do you regularly work with government agencies or officials?

10. Do government entities or officials own an interest in your business?

Compliance Expectations

11. Have you been asked to sign an end-use certification, technology control plan, or other license for items, technology, or software acquired from the United States or a European Union Member State?

12. Have you been asked to certify that you do not have dealings with sanctioned or restricted parties by your bank or in connection with a financial transaction?

13. Have you, an owner, officer, director, or affiliate, been involved in an allegation, investigation, or proceeding relating to bribery, fraud, or unethical conduct?

14. Have you, an owner, officer, director, or affiliate, been involved in an allegation, investigation, or proceeding relating export controls or economic sanctions?

15. Have You, an owner, officer, director, or affiliate, have been blocked, removed from a bid slate, or otherwise restricted from doing business with any entity?